-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QcCUEYf86MkdqD/TnEFIF6+BQzTRqFkEAJmJeRUVRFoJaSBrVU6pAh4lphQiBfda 7+ZHOk4LYCeDs40mz5IDKA== 0000912057-97-003135.txt : 19970225 0000912057-97-003135.hdr.sgml : 19970225 ACCESSION NUMBER: 0000912057-97-003135 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970205 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MEYERSON M H & CO INC /NJ/ CENTRAL INDEX KEY: 0000913781 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 131924455 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-47309 FILM NUMBER: 97518273 BUSINESS ADDRESS: STREET 1: 30 MONTGOMERY ST CITY: JERSEY CITY STATE: NJ ZIP: 07302 BUSINESS PHONE: 2013323380 MAIL ADDRESS: STREET 1: 30 MONTGOMERY STREET CITY: JERSEY CITY STATE: NJ ZIP: 07302 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DUKE & CO INC /FL/ CENTRAL INDEX KEY: 0001026717 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 591920782 STATE OF INCORPORATION: FL FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 909 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123553535 MAIL ADDRESS: STREET 1: 909 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 SC 13D 1 SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) M.H. Meyerson & Co., Inc. - ------------------------------------------------------------------------------ (Name of Issuer) Common Stock, Par Value $.01 Per Share - ------------------------------------------------------------------------------ (Title of Class of Securities) 55301Q -------------------------- (CUSIP Number) Eugene Whitehouse, Vice President, 525 Washington Blvd., Jersey City, New Jersey 07310 (201) 459-9500 - ------------------------------------------------------------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) January 29, 1997 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box / /. Check the following box if a fee is being paid with the statement / /. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). SCHEDULE 13D CUSIP No. 55301Q Page 2 of 4 Page - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 1 Duke & Co., Inc. - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] 2 (b) [ ] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS 4 Not applicable - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO 5 ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Florida - ------------------------------------------------------------------------------ Number of SOLE VOTING POWER Shares Owned 7 By Each 0 Reporting ------------------------------------------------------------------ Person SHARED VOTING POWER With 8 0 ------------------------------------------------------------------ SOLE DISPOSITIVE POWER 9 0 ------------------------------------------------------------------ SHARED DISPOSITIVE POWER 10 0 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 0 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES 12 [ ] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 0 - ------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON B/D - ------------------------------------------------------------------------------ Item 1. Security and Issuer. This Statement on Schedule 13D (the "Statement") relates to the common stock, par value $0.10 per share (the "Common Stock"), of M.H. Meyerson & Co., Inc., a New Jersey corporation (the "Issuer"), with its principal executive offices at 525 Washington Blvd., Jersey City, New Jersey 07310. Item 2. Identity and Background. This statement is being filed by Duke & Co., Inc. (the "Company"). The Company was formed under the laws of the State of Florida. The Company's principal business is acting as a Broker/Dealer. The address of the Company's principal business is 909 Third Ave., New York, New York 10022. (d). During the last five years none of the executive officers or directors of the Company have been convicted in a criminal proceeding. (e). During the last five years none of the executive officers or directors of the Company have been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction, and as a result of such proceeding was or is subject to a judgement, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, Federal or State securities laws or finding any violation with respect to such laws. Item 3. Source and Amount of Funds or Other Consideration. Not Applicable. Item 4. Purpose of Transaction. The Company disposed of the Common Stock of the Issuer, which the Company previously acquired for investment purposes. Item 5. Interest in Securities of the Issuer. (a). The Company is no longer the beneficial owner of any shares of Common Stock of the Issuer. (b). Not Applicable. (c). The Company sold 275,000 shares of the Issuer's Common Stock at the folloeing prices on the following dates in open market transactions: - 100,000 shares at $3 1/16 on January 29, 1997; - 100,000 shares at $3 1/4 on January 30, 1997; and - 75,000 shares at $3 1/2 on January 31, 1997. (d). Not Applicable. (e). The Company ceased to be the beneficial owner of more than five percent of the Common Stock of the Issuer on January 29, 1997. Item 6. Contracts, Arrangements, Understanding or Relationships With Respect to Securities of the Issuer. Not Applicable Item 7. Material to be Filed as Exhibits. Not Applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 2/5/97 ------------------ (Date) /s/ EDWARD MCCABE ------------------ (Signature) EDWARD MCCABE, CFO ------------------ (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----